Currently browsing;Due Diligence
- Corgentum Consulting Discusses the Risks of Form ADV Disclosures with Institutional Investor
Corgentum Consulting Managing Partner, Jason Scharfman has written an op-ed piece for Institutional Investor entitled, “New Fund SEC ADV Disclosures: A Wolf in Sheep’s Clothing?” This piece discusses the challenge investors face in balancing mandatory regulatory disclosures with fund transparency. The SEC is now requiring fund managers to report more information by revising Form ADV [...] - SEC Sues a Utah Hedge Fund Owner for Inflating Assets…
Russell K. Cannon has been sued by the SEC, along with three others, for charging disproportionate fees and inflating assets. Cannon is being sued because he apparently inflated a stock detained by RKC Matador Funds by way of trading on the final day of the month and “by dictating the price the stock was listed [...] - MIT Professor and Son Agree to Pay $4.8 mill to Settle a Case of Fraud
Professor Gabriel Bitran, who teaches at MIT’s Sloan School of Management, and his son Marco Bitran, who is a 1997 MIT graduate, have been charged by the SEC for hedge fund fraud. They have agreed to pay $4.8 million to settle the case against Bitran’s firm, GMB Capital Management. The Securities and Exchange Commission said [...]
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- Madoff’s Daughter-In-Laws will Pay the Price for Notorious Ponzi Scheme
- Corgentum’s Operational Due Diligence Webinar Series Featured in the Hedge Fund Law Report
- Jason Scharfman Speaks with PE Manager about Corgentum Consulting’s Latest Private Equity Study