Corgentum’s Scharfman Discusses Private Equity Compliance with Wall Street Journal: Gearing Up For SEC Registraiton @ Due diligence and operational risk in hedge funds

Currently browsing;Hedge Fund Regulation
Corgentum’s Scharfman Discusses Private Equity Compliance with Wall Street Journal: Gearing Up For SEC Registraiton
Jason Scharfman, Corgentum Consulting Managing Partner, discusses the initial and on-going compliance requirements to be faced by private equity funds in light of the new Dodd-Frank financial law and pending likely Securities and Exchange Commission registration requirements with the Wall St. Journal. The article is entited, ” Private Equity Funds Gear Up For SEC Registration [...]
SEC Alleges Kickback Schemes – CHiPS Returns!
The Securities and Exchange Commission has charged more than a dozen penny stock promoters and their companies with securities fraud for their roles in various illicit kickback schemes to manipulate the volume and price of microcap stocks and illegally generate stock sales. One of the schemes was perpetrated by actor Larry Wilcox, who played officer [...]
The Impact of Dodd-Frank on Hedge Fund Operational Due Diligence: Corgentum
Corgentum Consulting has released a new paper which provides an overview of the impact of Dodd-Frank legislation on hedge fund operational due diligence. This paper provides an introduction to some key considerations for investors to consider during the operational due diligence process, as they begin to evaluate hedge funds in the new Dodd-Frank environment. The [...]
Stay updated on our Hedge Fund Regulation via our RSS feed

Currently browsing;Hedge Fund Regulation