Currently browsing;Hedge Fund Regulation
- Corgentum’s Overview of Material Nonpublic Information Operational Due Diligence Considerations For Hedge Funds in the US
Corgentum Consulting has released a new paper entitled, Hedge Fund Operational Due Diligence Education Series – Understanding Material Nonpublic Information in the United States. With the recent raids of the offices of three hedge fund managers by the Federal Bureau of Investigation and the on-going prosecution of Raj Rajaratnam’s Galleon Group, cracking down on allegedly [...] - $150 million or more in your hedge fund? – The SEC says you will have to register
At a recent open meeting, the U.S. Securities and Exchange Commission outlined proposals as to how it would enforce Title IV of recently enacted Dodd-Frank legislation. Specifically, hedge funds with at least $150 million in assets will be required to register with the SEC. As a reminder hedge funds were previously required to register with [...] - Corgentum’s Scharfman Discusses Private Equity Compliance with Wall Street Journal: Gearing Up For SEC Registraiton
Jason Scharfman, Corgentum Consulting Managing Partner, discusses the initial and on-going compliance requirements to be faced by private equity funds in light of the new Dodd-Frank financial law and pending likely Securities and Exchange Commission registration requirements with the Wall St. Journal. The article is entited, ” Private Equity Funds Gear Up For SEC Registration [...]
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